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Browse terms140

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Funding Round

A period in which a company raises capital from investors on the same or similar terms, often labeled seed, Series A, Series B, and later rounds.

What traders should verify

For Funding Round, identify the exemption or registration path, issuer, securities, investors, amount, first-sale or effectiveness date, closing evidence, proceeds, and ongoing filings.

Do not conflate

A filing, authorization, exemption, marketing event, or stated maximum involving Funding Round does not prove that an offering closed or that cash was received.

Primary source

SEC definition

Source boundary: this glossary reflects SEC staff views and is not a Commission rule, regulation, or statement. Check the linked source for current wording and legal context.

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